20 national futures association. Compliance rules 28, 29, 236, 31, 32, 38, 311, 313, and 318. The national futures association nfa plays a pivotal role in the u. The cftc and nfa have rules and regulations for offering contracts and the protection of customers.
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Org › rulebooksql › indexrulebook table of contents nfa nfa, The essence of selfregulation involves identifying industry best practices in certain areas and then mandating those practices for the entire industry. The cftc has delegated registration responsibility to nfa. , not to reapply for nfa membership or act as a principal of an nfa member at any time in the future. Org › basicnet › regulatoryactionsnational futures association filed nfa, discover how the national futures association nfa promotes market integrity and protects investors.
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